Contract Compliance
This page was created by the Division of Construction's Office of Labor Compliance to provide regulations, procedures, and forms pertaining to contract compliance for Disadvantaged Business Enterprise (DBE), Disabled Veterans Business Enterprise (DVBE), and Small Business (SB) programs.
DBE Regulations
DBE Forms and Guidance
DVBE Regulations
DVBE Forms and Guidance
SB Regulations
SB Forms and Guidance
Contacts
- District/Region DBE, DVBE, SB and Subcontracting Contact Information (PDF)
- District/Region DBE, DVBE, SB and Subcontracting Contact Information Alt Format (DOCX)
- District/Region Labor Compliance Office Information (PDF)
- Service Contracts Contact (PDF)
DBE Program
DBE Regulations
49 CFR Part 26
2022 Standard Specifications Relating to DBE
- 2-1.12 Disadvantaged Business Enterprises
- 5-1.13B Disadvantaged Business Enterprises
- 5-1.13E Prompt Payment
Public Contract Code (PCC) Relating to DBE
- Division 2, Part 2, Chapter 1, Article 1.5 – Minority and Women Business Participation Goals for State Contracts
- Division 2, Part 1, Chapter 4 – Subletting and Subcontracting
DBE Forms and Guidance
After Award: Termination, Replacement and Good Faith Efforts
- 49 CFR 26.53 -- What are the good faith efforts procedures recipients follow in situations where there are contract goals?
- Good Faith Efforts 49 CFR 26.53: Appendix A to Part 26, Title 49 -- Guidance Concerning Good Faith Efforts
- US DOT Good Faith Effort Requirements FAQ
- US DOT Termination/Substitution FAQs
B2gNow
Certification
- DBE Certification
- Locate DBE Certified Companies
DBE Commercially Useful Function
- Commercially Useful Function Requirements: 49 CFR 26.55 - How is DBE Participation Counted Towards Goals?
- CUF Evaluation Forms
- CUF Evaluation Guidance Document (PDF)
- Official FAQs on DBE Program Regulations (49 CFR 26) | US Department of Transportation
DBE Company Information
DBE Forms
- Form CEM-2402(F), Final Report—Utilization of Disadvantaged Business Enterprises (DBE), First-Tier Subcontractors (PDF)
- Form CEM-2403(F), Disadvantaged Business Enterprises (DBE) Certification Status Change (PDF)
- Form CEM-2404(F), Monthly DBE/UDBE Trucking Verification (PDF)
- Form CEM-2406, Monthly Disadvantaged Business Enterprise (DBE) Payment (PDF)
- Form CEM-2407, Disadvantaged Business Enterprises (DBE) Joint Check Agreement Request (PDF)
- Form CEM-2410, Disadvantaged Business Enterprise Commercially Useful Function Evaluation (PDF)
- Form DOT CEM-2411, Disadvantaged Business Enterprise Commercially Useful Function Corrective Action Plan (PDF)
- Form CEM-2415, Commercially Useful Function Monitoring Review Contractor, Subcontractor, Trucker (PDF)
- Form CEM-2416, Commercially Useful Function Monitoring Review Regular Dealer / Manufacturer / Broker (PDF)
- Form CEM-2417, Commercially Useful Function Monitoring Review Professional Services (PDF)
- Form OCR 0006, DBE Commitment
- Form OCR 0007, DBE Confirmation
Prompt Payment
- Caltrans DBE System: B2gNow
- US DOT Prompt Payment FAQ: Official FAQs on DBE Program Regulations (49 CFR 26) | US Department of Transportation
DVBE Regulations
PCC Related to DVBE
- Division 2, Part 2, Chapter 1, Article 1.5 – Minority and Women Business Participation Goals for State Contracts
- Division 2, Part 1, Chapter 4 – Subletting and Subcontracting
California Code of Regulations (CCR)
- Title 2, Division 2, Chapter 3, Subchapter 10.5 – Disabled Veteran Business Enterprise Participation Goal Program
-
Title 2, Division 2, Chapter 3, Subchapter 10.6 – DVBE Incentive Program
Military and Veterans Code (MVC)
Government Code (GC)
2022 Standard Specifications Relating to DVBE
DVBE Forms and Guidance
DVBE Forms
- Form CEM-2402 (S), Final Report—Utilization of Disabled Veteran Business Enterprises (DVBE), State-Funded Projects Only (PDF)
- Form CEM-2405, Disabled Veteran Business Enterprise (DVBE) Substitution Request to the Department of General Services (DGS) (PDF)
- Monthly Report - Utilization of Disabled Veteran Business Enterprise (DVBE) State Funded Projects Only
- Certified DVBE Summary
DVBE Company Information
DVBE Guidance
SB Program
SB Regulations
PCC Relating to SB
GC Relating to SB
CCR Relating to SB
- Title 2, Division 2, Chapter 3, Subchapter 8 – Office of Small Business Procurement and Contracts
- Title 2, Division 2, Chapter 3, Subchapter 9 – Small and Minority Business Procurement and Assistance Division – Target Area Contract Preference Act